Pursuant to Appendix B, Section II of the Plan, the Participants are required to provide to the Commission and make publicly available a report containing key information concerning the Plan’s performance during the preceding calendar year. The LULD Operating Committee submitted the first such report on March 31, 2020.
2022 Annual Report dated April 28, 2023.
2021 Annual Report dated May 12, 2022.
2020 Annual Report dated March 31, 2021.
2019 Annual Report, dated March 31, 2020.
Pursuant to Appendix B, Section II of the Plan, the Participants are required to provide to the Commission and make publicly available a report including basic statistics regarding the Plan’s operation during the preceding calendar quarter.
Monitoring Report Q2 2023
Q2 2023 CEE Report
Q2 2023 LULD Quarterly Report
Monitoring Report Q1 2023
Q1 2023 CEE Report
Q1 2023 LULD Quarterly Report
Monitoring Report Q4 2022
Q4 2022 CEE Report
Q4 2022 LULD Quarterly Report
Monitoring Report Q3 2022
Q3 2022 CEE Report
Q3 2022 LULD Quarterly Report
Monitoring Report Q2 2022
Q2 2022 CEE Report
Q2 2022 LULD Quarterly Report
Monitoring Report Q1 2022
Q1 2022 CEE Report
Q1 2022 LULD Quarterly Report
Monitoring Report Q4 2021
Q4 2021 CEE Report
Q4 2021 LULD Quarterly Report
Monitoring Report Q3 2021
Q3 2021 CEE Report
Q3 2021 LULD Quarterly Report
Monitoring Report Q2 2021
Q2 2021 CEE Report
Q2 2021 LULD Quarterly Report
Monitoring Report Q1 2021
Q1 2021 CEE Report
Q1 2021 LULD Quarterly Report
Monitoring Report Q4 2020
Q4 2020 CEE Report
Q4 2020 LULD Quarterly Report
Monitoring Report Q3 2020
Q3 2020 CEE Report
Q3 2020 LULD Quarterly Report
Monitoring Report Q2 2020
Q2 2020 CEE Report
Q2 2020 LULD Quarterly Report
Monitoring Report Q1 2020
Q1 2020 CEE Report
Q1 2020 LULD Quarterly Report
Monitoring Report Q4 2019
Q4 2019 CEE Report
Q4 2019 LULD Quarterly Report
Pursuant to Appendix B, Section III of the Plan, the Participants are required to provide to the Commission assessment of the impact of the Plan and calibration of the percentage parameters or each of the tiers of NMS stocks covered by the Plan. The LULD Operating Committee submitted the initial Participant Impact Assessment in September 29, 2014. The Supplemental Joint Assessment, dated May 28, 2015, was prepared on behalf of the Operating Committee by Professor James Angel of Georgetown University.
Supplemental Joint Assessment, dated May 28, 2015.
Participants Impact Assessment, dated September 29, 2014